|
UNITED STATES |
|
|
SECURITIES AND EXCHANGE COMMISSION |
|
|
Washington, D.C. 20549 |
|
|
|
|
|
SCHEDULE 13D |
|
Under the Securities Exchange Act of 1934
(Amendment No. 1)
KEURIG GREEN MOUNTAIN, INC.
(Name of Issuer)
Common Stock, par value $0.10 per share
(Title of Class of Securities)
49271M100
(CUSIP Number)
Bernhard Goepelt
Senior Vice President, General Counsel and Chief Legal Counsel
The Coca-Cola Company
One Coca-Cola Plaza
Atlanta, Georgia 30313
(404) 676-2121
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications on behalf of filing persons)
Copy to:
Martha E. McGarry, Esq.
Skadden, Arps, Slate, Meagher & Flom LLP
Four Times Square
New York, New York 10036
(212) 735-3000
May 8, 2014
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
CUSIP No. 49271M100 | |||||
| |||||
|
1. |
Name of Reporting Persons | |||
| |||||
|
2. |
Check the Appropriate Box if a Member of a Group | |||
|
|
(a) |
o | ||
|
|
(b) |
o | ||
| |||||
|
3. |
SEC Use Only | |||
| |||||
|
4. |
Source of Funds | |||
| |||||
|
5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o | |||
| |||||
|
6. |
Citizenship or Place of Organization | |||
| |||||
Number of |
7. |
Sole Voting Power | |||
| |||||
8. |
Shared Voting Power | ||||
| |||||
9. |
Sole Dispositive Power | ||||
| |||||
10. |
Shared Dispositive Power | ||||
| |||||
|
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
|
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||
| |||||
|
13. |
Percent of Class Represented by Amount in Row (11) | |||
| |||||
|
14. |
Type of Reporting Person | |||
CUSIP No. 49271M100 | |||||
| |||||
|
1. |
Name of Reporting Persons | |||
| |||||
|
2. |
Check the Appropriate Box if a Member of a Group | |||
|
|
(a) |
o | ||
|
|
(b) |
o | ||
| |||||
|
3. |
SEC Use Only | |||
| |||||
|
4. |
Source of Funds | |||
| |||||
|
5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o | |||
| |||||
|
6. |
Citizenship or Place of Organization | |||
| |||||
Number of |
7. |
Sole Voting Power | |||
| |||||
8. |
Shared Voting Power | ||||
| |||||
9. |
Sole Dispositive Power | ||||
| |||||
10. |
Shared Dispositive Power | ||||
| |||||
|
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
|
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||
| |||||
|
13. |
Percent of Class Represented by Amount in Row (11) | |||
| |||||
|
14. |
Type of Reporting Person | |||
Preamble
This Amendment No. 1 (this Amendment No. 1) amends and supplements the Schedule 13D filed by Atlantic Industries, a corporation organized and existing under the laws of the Cayman Islands (Atlantic) and indirect wholly owned subsidiary of The Coca-Cola Company (TCCC, and together with Atlantic, the Reporting Persons), with the Securities and Exchange Commission on March 10, 2014 (the Statement), relating to shares of common stock, $0.10 par value per share (Common Stock), of Keurig Green Mountain, Inc. (the Issuer). This Amendment No. 1 is being filed jointly by the Reporting Persons. Unless otherwise indicated herein, capitalized terms used herein but not defined herein have the meanings ascribed to them in the Statement.
Item 2. |
Identity and Background. |
Schedule A of the Statement is hereby amended and restated to read in its entirety in the form attached as Schedule A hereto.
Item 3. |
Source and Amount of Funds or Other Considerations. |
Item 3 of the Statement is hereby amended and supplemented to add the following:
Between May 8, 2014 and May 12, 2014, Atlantic purchased an aggregate of 2,805,591 shares of Common Stock in the open market as set forth in Exhibit 99.4 attached hereto. All such purchases of shares of Common Stock by Atlantic were made, and the purchase contemplated to be made by Atlantic pursuant to the Agreement (as defined below) is expected to be made, using Atlantics cash on hand.
Item 4. |
Purpose of Transaction. |
Item 4 of the Statement is hereby amended and supplemented to add the following:
On May 12, 2014, Atlantic entered into a letter agreement (the Agreement) with Credit Suisse Capital LLC (CS), pursuant to which Atlantic has agreed to purchase additional shares of Common Stock from CS, as described in further detail in Item 6 below. The Agreement is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.
Item 5. |
Interest in Securities of the Issuer. |
Item 5 of the Statement is hereby amended and supplemented to add the following:
(a)(b) As of the date hereof, the Reporting Persons may be deemed to beneficially own an aggregate of 26,037,771 shares of Common Stock, which amount includes 19,489,730 shares of Common Stock held by Atlantic and which amount further assumes that Atlantic has the right to acquire up to 6,548,041 shares of Common Stock pursuant to the Agreement (subject to final determination as set forth in item 6 below), notwithstanding that any such right is subject to the terms and conditions of the Agreement, including without limitation CSs power to determine the date on which Atlantics purchase of such shares will occur. As the ultimate parent company and controlling shareholder of Atlantic, TCCC may be deemed to share with Atlantic voting power and dispositive power with respect to the 19,489,730 shares of Common Stock held by Atlantic. The Reporting Persons do not have voting or dispositive power with respect to the shares of Common Stock that Atlantic has agreed to purchase pursuant to the Agreement. The aggregate number of shares of Common Stock that may be deemed to be beneficially owned by the Reporting Persons represents approximately 16.0% of the currently outstanding Common Stock of the Issuer (based on the 162,736,073 shares of Common Stock that were issued and outstanding as of May 1, 2014, as reported in the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on May 7, 2014).
(c) All transactions in the Common Stock by the Reporting Persons that were effected since the filing of the Statement are set forth in Exhibit 99.4 attached hereto. All transactions set forth in Exhibit 99.4 attached hereto were purchases effected in open market transactions. The Reporting Persons expect to file an amendment to the Statement once the shares of Common Stock are delivered to the Reporting Persons under the Agreement.
Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
Item 6 of the Statement is hereby amended and supplemented to add the following:
Pursuant to the Agreement, Atlantic has agreed to purchase from CS, and CS has agreed to sell and deliver to Atlantic, the lesser of (i) 6,548,041 shares of Common Stock or (ii) the number of shares of Common Stock that shall cause Atlantics aggregate beneficial ownership to equal 16.0% of the issued and outstanding shares of Common Stock, as reported in the most recent report filed by the Issuer with the Securities and Exchange Commission containing such information as of the date of delivery (rounded down to the nearest whole number of shares). The purchase by Atlantic shall occur on a date selected by Credit Suisse, which shall be no later than February 13, 2015. The purchase price per share purchased under the Agreement will be equal to the product of (i) the arithmetic average of the daily volume-weighted average price per share of Common Stock on each day trading during the period from May 15, 2014 to the date selected by Credit Suisse, as reported by Bloomberg LP, and (ii) 1 plus the Forward Price Adjustment Factor (as defined in the Agreement). The Purchase Price will be adjusted in certain circumstances specified in the Agreement. CS, in its sole discretion, will determine the timing, price and method of execution to acquire the shares to be delivered to Atlantic pursuant to the Agreement, and will have exclusive ownership and control over any such shares until delivered to Atlantic. The foregoing description of the Agreement is qualified in its entirety by reference to the Agreement filed as Exhibit 99.5 hereto, which is incorporated herein by reference.
Item 7. |
Material to be Filed as Exhibits. |
Item 7 of the Statement is hereby amended and supplemented to add the following:
The following documents are filed or incorporated by reference as exhibits to this Statement:
Exhibit Number |
|
Description of Exhibit |
|
|
|
Exhibit 99.4 |
|
Transactions by the Reporting Persons Since the Filing of the Statement. |
|
|
|
Exhibit 99.5 |
|
Agreement, dated May 12, 2014, between Atlantic and CS. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
THE COCA-COLA COMPANY | ||
|
| ||
|
| ||
Dated: May 12, 2014 |
By: |
/s/ Kathy N. Waller | |
|
|
Name: |
Kathy N. Waller |
|
|
Title: |
Executive Vice President and Chief Financial Officer |
|
| ||
|
| ||
|
ATLANTIC INDUSTRIES | ||
|
| ||
|
| ||
Dated: May 12, 2014 |
By: |
/s/ Kathy N. Waller | |
|
|
Name: |
Kathy N. Waller |
|
|
Title: |
President and Chief Financial Officer |
SCHEDULE A
DIRECTORS AND EXECUTIVE OFFICERS OF THE COCA-COLA COMPANY AND ATLANTIC INDUSTRIES
Set forth below is the name, business address and present occupation or employment of each director and executive officer of The Coca-Cola Company (TCCC) and Atlantic Industries (Atlantic). Except as indicated below, each such person is a citizen of the United States. None of the directors or executive officers named below beneficially owns any Common Stock of Green Mountain Coffee Roasters, Inc. Directors of TCCC and Atlantic who are also executive officers of TCCC or Atlantic are indicated by an asterisk. Except as indicated below, the business address of each executive officer of TCCC or Atlantic is One Coca-Cola Plaza, Atlanta, Georgia 30313.
DIRECTORS OF THE COCA-COLA COMPANY
NAME |
|
PRINCIPAL OCCUPATION |
|
ADDRESS |
Muhtar Kent* |
|
Chairman of the Board of Directors, President and Chief Executive Officer of The Coca-Cola Company |
|
|
Herbert A. Allen |
|
President, Chief Executive Officer and a Director of Allen & Company Incorporated, a privately held investment firm |
|
Allen & Company Incorporated 711 Fifth Avenue New York, NY 10022 |
Ronald W. Allen |
|
Chairman of the Board of Directors, President and Chief Executive Officer of Aarons, Inc. |
|
Aarons, Inc. 309 East Paces Ferry Road Suite 1100 Atlanta, GA 30305 |
Ana Patricia Botín |
|
Chief Executive Officer of Santander UK plc, a leading financial services provider in the United Kingdom and subsidiary of Banco Santander S.A. Ms. Botín is a citizen of Spain. |
|
Santander UK plc 2 Triton Square Regents Place London NW1 3AN United Kingdom |
Howard G. Buffett |
|
President of Buffett Farms and President of the Howard G. Buffett Foundation, a private foundation supporting humanitarian initiatives focused on food and water security, conservation and conflict management |
|
Howard G. Buffett Foundation 145 North Merchant Street Decatur, IL 62523 |
Richard M. Daley |
|
Executive Chairman of Tur Partners LLC, an investment and advisory firm focused on sustainable solutions within the urban environment |
|
Tur Partners LLC 900 N. Michigan Avenue Suite 1720 Chicago, IL 60611 |
Barry Diller |
|
Chairman of the Board of Directors and Senior Executive of IAC/InterActiveCorp, a leading media and internet company |
|
IAC/InterActiveCorp 555 West 18th Street New York, New York 10011 |
Helene D. Gayle |
|
Chairman and Chief Executive Officer of ACE Limited, the parent company of the ACE Group of Companies, a global insurance and reinsurance company |
|
CARE USA 151 Ellis Street, NE Atlanta, GA 30303 |
Evan G. Greenberg |
|
Chairman and Chief Executive Officer of ACE Limited, the parent company of the ACE Group of Companies, a global insurance and reinsurance company |
|
ACE Group 1133 Avenue of the Americas 45th Floor New York, NY 10036 |
Alexis M. Herman |
|
Chair and Chief Executive Officer of New Ventures, LLC, a corporate consulting company |
|
New Ventures, Inc. 633 Pennsylvania Avenue NW 3rd Floor Washington, D.C. 20004 |
Robert A. Kotick |
|
President, Chief Executive Officer and a Director of Activision Blizzard, Inc. an interactive entertainment software company |
|
Activision Blizzard, Inc. 3100 Ocean Park Boulevard Santa Monica, CA 90405 |
Maria Elena Lagomasino |
|
Chief Executive Officer and Managing Partners of WE Family Offices, a multi-family office serving global high net worth families |
|
WE Family Offices 701 Brickell Avenue Suite 200 Miami, FL 33131 |
Sam Nunn |
|
Co-Chairman and Chief Executive Officer of the Nuclear Threat Initiative, a nonprofit organization working to reduce the global threats from nuclear, biological and chemical warfare |
|
The Sam Nunn School of International Affairs Georgia Institute of Technology 781 Marietta Street, NW Atlanta, Georgia 30318 |
James D. Robinson III |
|
Co-Founder and General Partner of RRE Ventures, an early stage technology-focused venture capital firm; President of JD Robinson, Inc, a strategic advisory firm |
|
RRE Investors, LLC 22nd Floor 126 East 56th Street New York, NY 10022 |
Peter V. Ueberroth |
|
Investor and Chairman of the Contrarian Group, Inc., a business management company |
|
The Contrarian Group, Inc. Suite 111 1071 Camelback Street Newport Beach, CA 92660 |
EXECUTIVE OFFICERS OF THE COCA-COLA COMPANY
NAME |
|
PRINCIPAL OCCUPATION |
|
ADDRESS |
Muhtar Kent |
|
Chairman of the Board of Directors, President and Chief Executive Officer of The Coca-Cola Company |
|
|
Ahmet C. Bozer |
|
Executive Vice President of The Coca-Cola Company and President of Coca-Cola International |
|
|
Alexander B. Cummings, Jr. |
|
Executive Vice President and Chief Administrative Officer of The Coca-Cola Company |
|
|
J. Alexander M. Douglas, Jr. |
|
Senior Vice President and Global Chief Customer Officer of The Coca-Cola Company and President of Coca-Cola North America |
|
|
Ceree Eberly |
|
Senior Vice President and Chief People Officer of The Coca-Cola Company |
|
|
Irial Finan |
|
Executive Vice President of The Coca-Cola Company and President, Bottling Investments and Supply Chain Mr. Finan is a citizen of Ireland. |
|
|
Bernhard Goepelt |
|
Senior Vice President, General Counsel and Chief Legal Counsel of The Coca-Cola Company Mr. Goepelt is a citizen of Germany. |
|
|
Nathan Kalumbu |
|
President of the Eurasia and Africa Group of The Coca-Cola Company Mr. Kalumbu is a citizen of Zimbabwe. |
|
|
James Quincey |
|
President of the Europe Group of The Coca-Cola Company Mr. Quincey is a citizen of the United Kingdom. |
|
|
Atul Singh |
|
Group President, Asia, Part of the Asia Pacific Group of The Coca-Cola Company |
|
|
Brian Smith |
|
President of the Latin America Group of The Coca-Cola Company |
|
|
Joseph V. Tripodi |
|
Executive Vice President and Chief Marketing and Commercial Officer of The Coca-Cola Company |
|
|
Clyde C. Tuggle |
|
Senior Vice President and Chief Public Affairs and Communications Officer of The Coca-Cola Company |
|
|
Kathy N. Waller |
|
Executive Vice President and Chief Financial Officer of The Coca-Cola Company |
|
|
Guy Wollaert |
|
Senior Vice President and Chief Technical Officer of The Coca-Cola Company Mr. Wollaert is a citizen of Belgium. |
|
|
DIRECTORS OF ATLANTIC INDUSTRIES
NAME |
|
PRINCIPAL OCCUPATION |
|
ADDRESS |
Robert J. Jordan, Jr.* |
|
Vice President and General Tax Counsel of Atlantic Industries |
|
|
Christopher P. Nolan* |
|
Vice President and Treasurer of The Coca-Cola Company and Vice President and Treasurer of Atlantic Industries |
|
|
Marie D. Quintero-Johnson |
|
Vice President of The Coca-Cola Company |
|
|
Larry M. Mark* |
|
Vice President and Controller of The Coca-Cola Company and Vice President and Controller of Atlantic Industries |
|
|
EXECUTIVE OFFICERS OF ATLANTIC INDUSTRIES
NAME |
|
PRINCIPAL OCCUPATION |
|
ADDRESS |
Bernhard Goepelt |
|
Senior Vice President, General Counsel and Chief Legal Counsel of The Coca-Cola Company and Vice President and General Counsel of Atlantic Industries |
|
|
Robert J. Jordan, Jr. |
|
Vice President and General Tax Counsel of Atlantic Industries |
|
|
Larry M. Mark |
|
Vice President and Controller of The Coca-Cola Company and Vice President and Controller of Atlantic Industries |
|
|
Christopher P. Nolan |
|
Vice President and Treasurer of The Coca-Cola Company and Vice President and Treasurer of Atlantic Industries |
|
|
Kathy N. Waller |
|
Executive Vice President and Chief Financial Officer of The Coca-Cola Company and President and Chief Financial Officer of Atlantic Industries |
|
|
Exhibit 99.4
TRANSACTIONS BY THE REPORTING PERSONS
SINCE THE FILING OF THE STATEMENT
The following table sets forth all transactions with respect to Common Stock effected by any of the Reporting Persons since their last filing on Schedule 13D. All such transactions were purchases of Common Stock effected by Atlantic Industries in the open market.
Date of Transaction |
|
Number of Shares |
|
Price Per Share |
|
May 8, 2014 |
|
100 |
|
96.6450 |
|
|
|
100 |
|
96.7400 |
|
|
|
100 |
|
96.7500 |
|
|
|
200 |
|
96.8200 |
|
|
|
100 |
|
96.8600 |
|
|
|
100 |
|
96.8900 |
|
|
|
400 |
|
96.9150 |
|
|
|
300 |
|
96.9200 |
|
|
|
2,800 |
|
97.0000 |
|
|
|
200 |
|
99.9600 |
|
|
|
200 |
|
99.9700 |
|
|
|
2,129 |
|
100.0000 |
|
|
|
100 |
|
100.2050 |
|
|
|
100 |
|
100.2100 |
|
|
|
100 |
|
100.2250 |
|
|
|
300 |
|
100.2400 |
|
|
|
1,300 |
|
100.2500 |
|
|
|
800 |
|
100.2800 |
|
|
|
800 |
|
100.2900 |
|
|
|
400 |
|
100.3150 |
|
|
|
800 |
|
100.3200 |
|
|
|
300 |
|
100.3300 |
|
|
|
2,100 |
|
100.3400 |
|
|
|
800 |
|
100.3700 |
|
|
|
181 |
|
100.3750 |
|
|
|
1,282 |
|
100.3900 |
|
|
|
500 |
|
100.4100 |
|
|
|
800 |
|
100.4400 |
|
|
|
100 |
|
100.4500 |
|
|
|
2,500 |
|
100.4600 |
|
|
|
100 |
|
101.1000 |
|
|
|
1 |
|
101.1200 |
|
|
|
900 |
|
101.1680 |
|
|
|
99 |
|
101.1800 |
|
|
|
500 |
|
101.1900 |
|
|
|
50 |
|
101.2000 |
|
|
|
751 |
|
101.2200 |
|
|
|
100 |
|
101.2500 |
|
|
|
600 |
|
101.3000 |
|
|
|
200 |
|
101.3700 |
|
|
|
100 |
|
101.3800 |
|
|
|
1,350 |
|
101.3900 |
|
|
|
1,593 |
|
101.4000 |
|
|
|
100 |
|
101.4100 |
|
|
|
800 |
|
101.4200 |
|
|
|
400 |
|
101.4500 |
|
|
|
424 |
|
101.4800 |
|
|
|
730 |
|
101.5000 |
|
|
|
9 |
|
101.5300 |
|
|
|
100 |
|
101.5600 |
|
|
|
1,027 |
|
101.5800 |
|
|
|
890 |
|
101.5900 |
|
|
|
600 |
|
101.6000 |
|
|
|
200 |
|
101.6200 |
|
|
|
1,200 |
|
101.6300 |
|
|
|
400 |
|
101.6500 |
|
|
|
100 |
|
101.6700 |
|
|
|
376 |
|
101.6900 |
|
|
|
514 |
|
101.7000 |
|
|
|
400 |
|
101.7200 |
|
|
|
152 |
|
101.7500 |
|
|
|
10 |
|
101.7600 |
|
|
|
608 |
|
101.7700 |
|
|
|
290 |
|
101.7800 |
|
|
|
450 |
|
101.7900 |
|
|
|
500 |
|
101.8000 |
|
|
|
319 |
|
101.8100 |
|
|
|
100 |
|
101.8600 |
|
|
|
589 |
|
101.8700 |
|
|
|
200 |
|
101.8800 |
|
|
|
100 |
|
101.9100 |
|
|
|
1,076 |
|
101.9400 |
|
|
|
100 |
|
101.9450 |
|
|
|
700 |
|
101.9500 |
|
|
|
100 |
|
101.9900 |
|
|
|
2,618 |
|
102.0000 |
|
|
|
382 |
|
102.0100 |
|
|
|
100 |
|
102.0200 |
|
|
|
600 |
|
102.1800 |
|
|
|
1,900 |
|
102.1900 |
|
|
|
1,000 |
|
102.2200 |
|
|
|
200 |
|
102.2250 |
|
|
|
400 |
|
102.2400 |
|
|
|
1,400 |
|
102.2600 |
|
|
|
700 |
|
102.2700 |
|
|
|
900 |
|
102.2800 |
|
|
|
2,100 |
|
102.3000 |
|
|
|
100 |
|
102.3930 |
|
|
|
800 |
|
102.4000 |
|
|
|
500 |
|
102.4200 |
|
|
|
2,400 |
|
102.4300 |
|
|
|
100 |
|
102.4500 |
|
|
|
100 |
|
102.4550 |
|
|
|
210 |
|
102.4700 |
|
|
|
800 |
|
102.4800 |
|
|
|
1,700 |
|
102.4900 |
|
|
|
600 |
|
102.4950 |
|
|
|
200 |
|
102.5000 |
|
|
|
604 |
|
102.5100 |
|
|
|
1,700 |
|
102.5200 |
|
|
|
100 |
|
102.5250 |
|
|
|
2,700 |
|
102.5300 |
|
|
|
2,400 |
|
102.5400 |
|
|
|
196 |
|
102.5500 |
|
|
|
300 |
|
102.5800 |
|
|
|
400 |
|
102.5900 |
|
|
|
700 |
|
102.6300 |
|
|
|
100 |
|
102.6500 |
|
|
|
1,900 |
|
102.6600 |
|
|
|
100 |
|
102.6700 |
|
|
|
100 |
|
102.6800 |
|
|
|
1,000 |
|
102.6900 |
|
|
|
199 |
|
102.7000 |
|
|
|
600 |
|
102.7200 |
|
|
|
1,300 |
|
102.7400 |
|
|
|
2,322 |
|
102.7500 |
|
|
|
833 |
|
102.7600 |
|
|
|
300 |
|
102.7700 |
|
|
|
200 |
|
102.7800 |
|
|
|
1,700 |
|
102.7900 |
|
|
|
4,400 |
|
102.8000 |
|
|
|
101 |
|
102.8100 |
|
|
|
1,800 |
|
102.8200 |
|
|
|
300 |
|
102.8300 |
|
|
|
100 |
|
102.8350 |
|
|
|
89 |
|
102.8400 |
|
|
|
260 |
|
102.8500 |
|
|
|
1,886 |
|
102.8600 |
|
|
|
300 |
|
102.8700 |
|
|
|
100 |
|
102.8800 |
|
|
|
200 |
|
102.8900 |
|
|
|
2,300 |
|
102.9000 |
|
|
|
200 |
|
102.9100 |
|
|
|
7 |
|
102.9200 |
|
|
|
1,007 |
|
102.9300 |
|
|
|
7 |
|
102.9400 |
|
|
|
479 |
|
102.9600 |
|
|
|
400 |
|
102.9700 |
|
|
|
607 |
|
102.9800 |
|
|
|
7 |
|
102.9900 |
|
|
|
7 |
|
103.0000 |
|
|
|
479 |
|
103.0100 |
|
|
|
300 |
|
103.0200 |
|
|
|
100 |
|
103.0240 |
|
|
|
200 |
|
103.0250 |
|
|
|
126 |
|
103.0300 |
|
|
|
407 |
|
103.0600 |
|
|
|
495 |
|
103.0700 |
|
|
|
7 |
|
103.0900 |
|
|
|
286 |
|
103.1000 |
|
|
|
1,700 |
|
103.1100 |
|
|
|
74 |
|
103.1300 |
|
|
|
300 |
|
103.1400 |
|
|
|
900 |
|
103.2100 |
|
|
|
400 |
|
103.2500 |
|
|
|
5 |
|
103.2675 |
|
|
|
700 |
|
103.4200 |
|
|
|
600 |
|
103.4300 |
|
|
|
1,471 |
|
103.4600 |
|
|
|
129 |
|
103.4700 |
|
|
|
234 |
|
103.5900 |
|
|
|
1,000 |
|
103.6800 |
|
|
|
100 |
|
103.8900 |
|
|
|
166 |
|
103.9100 |
|
|
|
100 |
|
103.9300 |
|
|
|
900 |
|
103.9500 |
|
|
|
999 |
|
103.9600 |
|
|
|
100 |
|
103.9650 |
|
|
|
1,403 |
|
103.9700 |
|
|
|
300 |
|
103.9750 |
|
|
|
800 |
|
103.9800 |
|
|
|
300 |
|
103.9900 |
|
|
|
100 |
|
103.9950 |
|
|
|
29,964 |
|
104.0000 |
|
|
|
100 |
|
104.0100 |
|
|
|
3,010 |
|
104.0150 |
|
|
|
200 |
|
104.0200 |
|
|
|
100 |
|
104.0260 |
|
|
|
300 |
|
104.0300 |
|
|
|
200 |
|
104.0325 |
|
|
|
2,100 |
|
104.0340 |
|
|
|
2,062 |
|
104.0450 |
|
|
|
1,821 |
|
104.0500 |
|
|
|
300 |
|
104.0510 |
|
|
|
100 |
|
104.0520 |
|
|
|
700 |
|
104.0540 |
|
|
|
2,931 |
|
104.0550 |
|
|
|
3,170 |
|
104.0600 |
|
|
|
100 |
|
104.0625 |
|
|
|
300 |
|
104.0650 |
|
|
|
1,500 |
|
104.0700 |
|
|
|
1,701 |
|
104.0750 |
|
|
|
2,194 |
|
104.0800 |
|
|
|
400 |
|
104.0810 |
|
|
|
400 |
|
104.0840 |
|
|
|
7,513 |
|
104.0850 |
|
|
|
18,328 |
|
104.0900 |
|
|
|
2,200 |
|
104.0910 |
|
|
|
1,200 |
|
104.0920 |
|
|
|
2,500 |
|
104.0925 |
|
|
|
11,483 |
|
104.0950 |
|
|
|
65,908 |
|
104.1000 |
|
|
|
300 |
|
104.1100 |
|
|
|
300 |
|
104.1130 |
|
|
|
2,338 |
|
104.1150 |
|
|
|
756 |
|
104.1200 |
|
|
|
300 |
|
104.1230 |
|
|
|
700 |
|
104.1250 |
|
|
|
1,000 |
|
104.1300 |
|
|
|
3,406 |
|
104.1350 |
|
|
|
3,100 |
|
104.1400 |
|
|
|
600 |
|
104.1450 |
|
|
|
1,500 |
|
104.1500 |
|
|
|
700 |
|
104.1700 |
|
|
|
100 |
|
104.1750 |
|
|
|
700 |
|
104.1800 |
|
|
|
1,485 |
|
104.1850 |
|
|
|
4,930 |
|
104.1900 |
|
|
|
1,419 |
|
104.1950 |
|
|
|
4,661 |
|
104.2000 |
|
May 9, 2014 |
|
400 |
|
103.5000 |
|
|
|
100 |
|
103.6400 |
|
|
|
100 |
|
103.6650 |
|
|
|
100 |
|
103.6700 |
|
|
|
300 |
|
103.6750 |
|
|
|
99 |
|
103.7000 |
|
|
|
300 |
|
103.7400 |
|
|
|
100 |
|
103.7450 |
|
|
|
807 |
|
103.7500 |
|
|
|
100 |
|
103.7540 |
|
|
|
100 |
|
103.7600 |
|
|
|
3 |
|
103.7700 |
|
|
|
302 |
|
103.7800 |
|
|
|
100 |
|
103.7830 |
|
|
|
200 |
|
103.7900 |
|
|
|
100 |
|
103.7990 |
|
|
|
100 |
|
103.8000 |
|
|
|
300 |
|
103.8060 |
|
|
|
660 |
|
103.8100 |
|
|
|
200 |
|
103.8200 |
|
|
|
800 |
|
103.8250 |
|
|
|
2,064 |
|
103.8300 |
|
|
|
300 |
|
103.8350 |
|
|
|
300 |
|
103.8450 |
|
|
|
300 |
|
103.8500 |
|
|
|
400 |
|
103.8550 |
|
|
|
2,700 |
|
103.8600 |
|
|
|
300 |
|
103.8650 |
|
|
|
700 |
|
103.8700 |
|
|
|
300 |
|
103.8750 |
|
|
|
100 |
|
103.8800 |
|
|
|
100 |
|
103.8850 |
|
|
|
600 |
|
103.8900 |
|
|
|
1,600 |
|
103.8950 |
|
|
|
996 |
|
103.9000 |
|
|
|
29,464 |
|
104.0000 |
|
|
|
100 |
|
104.8600 |
|
|
|
800 |
|
104.9250 |
|
|
|
500 |
|
104.9300 |
|
|
|
200 |
|
104.9500 |
|
|
|
1,000 |
|
104.9650 |
|
|
|
100 |
|
104.9750 |
|
|
|
4,100 |
|
104.9800 |
|
|
|
700 |
|
104.9850 |
|
|
|
1,100 |
|
104.9900 |
|
|
|
1,200 |
|
104.9950 |
|
|
|
15,900 |
|
105.0000 |
|
|
|
900 |
|
105.0800 |
|
|
|
100 |
|
105.1400 |
|
|
|
100 |
|
105.1500 |
|
|
|
200 |
|
105.2500 |
|
|
|
100 |
|
105.2800 |
|
|
|
100 |
|
105.3000 |
|
|
|
100 |
|
105.3100 |
|
|
|
200 |
|
105.3200 |
|
|
|
200 |
|
105.3300 |
|
|
|
3 |
|
105.3800 |
|
|
|
197 |
|
105.4100 |
|
|
|
200 |
|
105.4800 |
|
|
|
200 |
|
105.4900 |
|
|
|
200 |
|
105.5300 |
|
|
|
100 |
|
105.5800 |
|
|
|
300 |
|
105.5900 |
|
|
|
300 |
|
105.6900 |
|
|
|
400 |
|
105.8600 |
|
|
|
400 |
|
105.9000 |
|
|
|
200 |
|
105.9200 |
|
|
|
200 |
|
105.9400 |
|
|
|
100 |
|
105.9700 |
|
|
|
500 |
|
105.9800 |
|
|
|
700 |
|
106.0000 |
|
|
|
100 |
|
106.0300 |
|
|
|
1,500 |
|
106.0600 |
|
|
|
500 |
|
106.1100 |
|
|
|
1,500 |
|
106.1300 |
|
|
|
100 |
|
106.1350 |
|
|
|
4,597 |
|
106.1400 |
|
|
|
800 |
|
106.1500 |
|
|
|
100 |
|
106.1550 |
|
|
|
200 |
|
106.1600 |
|
|
|
100 |
|
106.1650 |
|
|
|
200 |
|
106.1700 |
|
|
|
300 |
|
106.1750 |
|
|
|
400 |
|
106.1800 |
|
|
|
1 |
|
106.1900 |
|
|
|
999 |
|
106.2000 |
|
|
|
500 |
|
106.2050 |
|
|
|
700 |
|
106.2100 |
|
|
|
1,878 |
|
106.2200 |
|
|
|
100 |
|
106.2225 |
|
|
|
400 |
|
106.2250 |
|
|
|
478 |
|
106.2300 |
|
|
|
430 |
|
106.2350 |
|
|
|
1,500 |
|
106.2400 |
|
|
|
3,000 |
|
106.2450 |
|
|
|
2,489 |
|
106.2500 |
|
|
|
1,400 |
|
106.2600 |
|
|
|
1,100 |
|
106.2650 |
|
|
|
300 |
|
106.2700 |
|
|
|
300 |
|
106.2800 |
|
|
|
200 |
|
106.2900 |
|
|
|
25 |
|
106.2950 |
|
|
|
3,117 |
|
106.3000 |
|
|
|
200 |
|
106.3025 |
|
|
|
700 |
|
106.3050 |
|
|
|
500 |
|
106.3060 |
|
|
|
200 |
|
106.3075 |
|
|
|
3,638 |
|
106.3100 |
|
|
|
800 |
|
106.3150 |
|
|
|
1,976 |
|
106.3200 |
|
|
|
2,130 |
|
106.3250 |
|
|
|
5,536 |
|
106.3300 |
|
|
|
600 |
|
106.3340 |
|
|
|
300 |
|
106.3350 |
|
|
|
7,453 |
|
106.3400 |
|
|
|
1,000 |
|
106.3450 |
|
|
|
10,257 |
|
106.3500 |
|
|
|
2,048 |
|
106.3550 |
|
|
|
2,400 |
|
106.3600 |
|
|
|
1,794 |
|
106.3650 |
|
|
|
1,600 |
|
106.3700 |
|
|
|
200 |
|
106.3750 |
|
|
|
1,700 |
|
106.3800 |
|
|
|
800 |
|
106.3850 |
|
|
|
1,000 |
|
106.3900 |
|
|
|
528 |
|
106.3950 |
|
|
|
4,259 |
|
106.4000 |
|
|
|
100 |
|
106.4050 |
|
|
|
3,902 |
|
106.4100 |
|
|
|
1,100 |
|
106.4150 |
|
|
|
1,780 |
|
106.4200 |
|
|
|
300 |
|
106.4250 |
|
|
|
5,476 |
|
106.4300 |
|
|
|
800 |
|
106.4350 |
|
|
|
5,812 |
|
106.4400 |
|
|
|
2,687 |
|
106.4450 |
|
|
|
6,026 |
|
106.4500 |
|
|
|
1,373 |
|
106.4550 |
|
|
|
8,053 |
|
106.4600 |
|
|
|
800 |
|
106.4650 |
|
|
|
100 |
|
106.4675 |
|
|
|
3,662 |
|
106.4700 |
|
|
|
5,599 |
|
106.4750 |
|
|
|
6,369 |
|
106.4800 |
|
|
|
659 |
|
106.4850 |
|
|
|
5,466 |
|
106.4900 |
|
|
|
2,659 |
|
106.4950 |
|
|
|
16,052 |
|
106.5000 |
|
|
|
776 |
|
106.5100 |
|
|
|
100 |
|
106.5200 |
|
|
|
1,100 |
|
106.5300 |
|
|
|
400 |
|
106.5400 |
|
|
|
100 |
|
106.5450 |
|
|
|
608 |
|
106.5500 |
|
|
|
800 |
|
106.5600 |
|
|
|
2,172 |
|
106.5700 |
|
|
|
200 |
|
106.5800 |
|
|
|
18 |
|
106.5900 |
|
|
|
418 |
|
106.6000 |
|
|
|
228 |
|
106.6050 |
|
|
|
1,179 |
|
106.6100 |
|
|
|
270 |
|
106.6200 |
|
|
|
100 |
|
106.6250 |
|
|
|
2,216 |
|
106.6300 |
|
|
|
300 |
|
106.6350 |
|
|
|
836 |
|
106.6400 |
|
|
|
200 |
|
106.6450 |
|
|
|
2,170 |
|
106.6500 |
|
|
|
400 |
|
106.6550 |
|
|
|
2,135 |
|
106.6600 |
|
|
|
200 |
|
106.6650 |
|
|
|
2,500 |
|
106.6700 |
|
|
|
100 |
|
106.6750 |
|
|
|
5,612 |
|
106.6800 |
|
|
|
400 |
|
106.6825 |
|
|
|
300 |
|
106.6850 |
|
|
|
100 |
|
106.6875 |
|
|
|
1,184 |
|
106.6900 |
|
|
|
5,228 |
|
106.7000 |
|
|
|
500 |
|
106.7050 |
|
|
|
3,594 |
|
106.7100 |
|
|
|
2,300 |
|
106.7150 |
|
|
|
10,711 |
|
106.7200 |
|
|
|
900 |
|
106.7220 |
|
|
|
100 |
|
106.7250 |
|
|
|
4,149 |
|
106.7300 |
|
|
|
200 |
|
106.7350 |
|
|
|
8,404 |
|
106.7400 |
|
|
|
200 |
|
106.7450 |
|
|
|
15,313 |
|
106.7500 |
|
|
|
200 |
|
106.7520 |
|
|
|
100 |
|
106.7550 |
|
|
|
7,068 |
|
106.7600 |
|
|
|
100 |
|
106.7690 |
|
|
|
3,119 |
|
106.7700 |
|
|
|
3,301 |
|
106.7800 |
|
|
|
600 |
|
106.7850 |
|
|
|
2,270 |
|
106.7900 |
|
|
|
3,600 |
|
106.7950 |
|
|
|
2,870 |
|
106.8000 |
|
|
|
100 |
|
106.8050 |
|
|
|
5,010 |
|
106.8100 |
|
|
|
200 |
|
106.8150 |
|
|
|
4,909 |
|
106.8200 |
|
|
|
500 |
|
106.8240 |
|
|
|
400 |
|
106.8250 |
|
|
|
1,034 |
|
106.8300 |
|
|
|
1,500 |
|
106.8350 |
|
|
|
2,999 |
|
106.8400 |
|
|
|
1,491 |
|
106.8500 |
|
|
|
692 |
|
106.8600 |
|
|
|
1,678 |
|
106.8700 |
|
|
|
2,579 |
|
106.8800 |
|
|
|
4,121 |
|
106.8900 |
|
|
|
2,454 |
|
106.9000 |
|
|
|
300 |
|
106.9050 |
|
|
|
2,824 |
|
106.9100 |
|
|
|
1,757 |
|
106.9200 |
|
|
|
100 |
|
106.9250 |
|
|
|
3,394 |
|
106.9300 |
|
|
|
200 |
|
106.9325 |
|
|
|
200 |
|
106.9350 |
|
|
|
1,043 |
|
106.9400 |
|
|
|
2,618 |
|
106.9450 |
|
|
|
7,549 |
|
106.9500 |
|
|
|
400 |
|
106.9550 |
|
|
|
3,200 |
|
106.9600 |
|
|
|
1,624 |
|
106.9650 |
|
|
|
4,510 |
|
106.9700 |
|
|
|
1,432 |
|
106.9750 |
|
|
|
4,699 |
|
106.9800 |
|
|
|
826 |
|
106.9850 |
|
|
|
5,200 |
|
106.9900 |
|
|
|
200 |
|
106.9950 |
|
|
|
46,818 |
|
107.0000 |
|
|
|
1,800 |
|
107.0100 |
|
|
|
2,544 |
|
107.0200 |
|
|
|
300 |
|
107.0250 |
|
|
|
3,800 |
|
107.0300 |
|
|
|
300 |
|
107.0350 |
|
|
|
3,498 |
|
107.0400 |
|
|
|
100 |
|
107.0450 |
|
|
|
3,309 |
|
107.0500 |
|
|
|
5,091 |
|
107.0600 |
|
|
|
100 |
|
107.0650 |
|
|
|
5,342 |
|
107.0700 |
|
|
|
400 |
|
107.0750 |
|
|
|
3,414 |
|
107.0800 |
|
|
|
600 |
|
107.0840 |
|
|
|
200 |
|
107.0850 |
|
|
|
6,212 |
|
107.0900 |
|
|
|
600 |
|
107.0950 |
|
|
|
3,896 |
|
107.1000 |
|
|
|
200 |
|
107.1050 |
|
|
|
7,560 |
|
107.1100 |
|
|
|
100 |
|
107.1150 |
|
|
|
2,521 |
|
107.1200 |
|
|
|
100 |
|
107.1250 |
|
|
|
3,254 |
|
107.1300 |
|
|
|
100 |
|
107.1350 |
|
|
|
3,319 |
|
107.1400 |
|
|
|
1,102 |
|
107.1500 |
|
|
|
900 |
|
107.1550 |
|
|
|
551 |
|
107.1600 |
|
|
|
300 |
|
107.1700 |
|
|
|
1,000 |
|
107.1800 |
|
|
|
100 |
|
107.1850 |
|
|
|
2,300 |
|
107.1900 |
|
|
|
1,200 |
|
107.1950 |
|
|
|
1,202 |
|
107.2000 |
|
|
|
100 |
|
107.2050 |
|
|
|
800 |
|
107.2100 |
|
|
|
1,320 |
|
107.2200 |
|
|
|
200 |
|
107.2250 |
|
|
|
1,107 |
|
107.2300 |
|
|
|
400 |
|
107.2350 |
|
|
|
1,392 |
|
107.2400 |
|
|
|
367 |
|
107.2450 |
|
|
|
6,591 |
|
107.2500 |
|
|
|
100 |
|
107.2550 |
|
|
|
100 |
|
107.2600 |
|
|
|
400 |
|
107.2700 |
|
|
|
100 |
|
107.2900 |
|
|
|
400 |
|
107.3000 |
|
|
|
300 |
|
107.3100 |
|
|
|
200 |
|
107.3200 |
|
|
|
200 |
|
107.3250 |
|
|
|
300 |
|
107.3300 |
|
|
|
1,233 |
|
107.3400 |
|
|
|
1,900 |
|
107.3500 |
|
|
|
1,001 |
|
107.3600 |
|
|
|
100 |
|
107.3650 |
|
|
|
700 |
|
107.3700 |
|
|
|
1,200 |
|
107.3800 |
|
|
|
1,040 |
|
107.3900 |
|
|
|
400 |
|
107.4000 |
|
|
|
321 |
|
107.4100 |
|
|
|
500 |
|
107.4200 |
|
|
|
168 |
|
107.4300 |
|
|
|
100 |
|
107.4350 |
|
|
|
500 |
|
107.4400 |
|
|
|
200 |
|
107.4450 |
|
|
|
1,602 |
|
107.4500 |
|
|
|
100 |
|
107.4550 |
|
|
|
100 |
|
107.4560 |
|
|
|
2,298 |
|
107.4600 |
|
|
|
700 |
|
107.4650 |
|
|
|
1,500 |
|
107.4700 |
|
|
|
100 |
|
107.4750 |
|
|
|
3,509 |
|
107.4800 |
|
|
|
274 |
|
107.4850 |
|
|
|
1,700 |
|
107.4900 |
|
|
|
100 |
|
107.4950 |
|
|
|
46,654 |
|
107.5000 |
|
|
|
200 |
|
107.5100 |
|
|
|
300 |
|
107.5200 |
|
|
|
400 |
|
107.5300 |
|
|
|
1,406 |
|
107.5400 |
|
|
|
300 |
|
107.5450 |
|
|
|
2,000 |
|
107.5500 |
|
|
|
300 |
|
107.5550 |
|
|
|
864 |
|
107.5600 |
|
|
|
830 |
|
107.5700 |
|
|
|
1,000 |
|
107.5800 |
|
|
|
1,224 |
|
107.5900 |
|
|
|
100 |
|
107.5950 |
|
|
|
200 |
|
107.6000 |
|
|
|
2,975 |
|
107.6100 |
|
|
|
700 |
|
107.6200 |
|
|
|
1,200 |
|
107.6300 |
|
|
|
700 |
|
107.6400 |
|
|
|
200 |
|
107.6500 |
|
|
|
300 |
|
107.6700 |
|
|
|
300 |
|
107.6800 |
|
|
|
1,200 |
|
107.6900 |
|
|
|
300 |
|
107.7000 |
|
|
|
900 |
|
107.7200 |
|
|
|
600 |
|
107.7300 |
|
|
|
100 |
|
107.7400 |
|
|
|
200 |
|
107.7425 |
|
|
|
300 |
|
107.7500 |
|
|
|
400 |
|
107.7550 |
|
|
|
300 |
|
107.7650 |
|
|
|
200 |
|
107.7700 |
|
|
|
300 |
|
107.7750 |
|
|
|
1,000 |
|
107.7800 |
|
|
|
100 |
|
107.7900 |
|
|
|
100 |
|
107.8125 |
|
|
|
100 |
|
107.8200 |
|
|
|
100 |
|
107.8250 |
|
|
|
600 |
|
107.8300 |
|
|
|
200 |
|
107.8450 |
|
|
|
1,000 |
|
107.8600 |
|
|
|
100 |
|
107.8620 |
|
|
|
3,320 |
|
107.8700 |
|
|
|
200 |
|
107.8750 |
|
|
|
400 |
|
107.8800 |
|
|
|
631 |
|
107.8900 |
|
|
|
1,188 |
|
107.8950 |
|
|
|
400 |
|
107.9000 |
|
|
|
958 |
|
107.9050 |
|
|
|
300 |
|
107.9100 |
|
|
|
1,000 |
|
107.9200 |
|
|
|
100 |
|
107.9250 |
|
|
|
200 |
|
107.9300 |
|
|
|
300 |
|
107.9330 |
|
|
|
269 |
|
107.9350 |
|
|
|
200 |
|
107.9375 |
|
|
|
400 |
|
107.9400 |
|
|
|
700 |
|
107.9450 |
|
|
|
4,135 |
|
107.9500 |
|
|
|
400 |
|
107.9550 |
|
|
|
500 |
|
107.9600 |
|
|
|
6,400 |
|
107.9650 |
|
|
|
3,438 |
|
107.9700 |
|
|
|
200 |
|
107.9750 |
|
|
|
1,050 |
|
107.9800 |
|
|
|
100 |
|
107.9825 |
|
|
|
1,539 |
|
107.9850 |
|
|
|
1,609 |
|
107.9900 |
|
|
|
100 |
|
107.9950 |
|
|
|
15,878 |
|
108.0000 |
|
|
|
100 |
|
108.0150 |
|
|
|
300 |
|
108.0250 |
|
|
|
4,100 |
|
108.0300 |
|
|
|
5,793 |
|
108.0350 |
|
|
|
3,000 |
|
108.0400 |
|
|
|
2,600 |
|
108.0450 |
|
|
|
4,507 |
|
108.0500 |
|
|
|
600 |
|
108.0550 |
|
|
|
2,600 |
|
108.0600 |
|
|
|
300 |
|
108.0650 |
|
|
|
3,100 |
|
108.0700 |
|
|
|
2,600 |
|
108.0750 |
|
|
|
900 |
|
108.0800 |
|
|
|
400 |
|
108.0850 |
|
|
|
1,200 |
|
108.0900 |
|
|
|
500 |
|
108.0950 |
|
|
|
400 |
|
108.1000 |
|
|
|
3,200 |
|
108.1100 |
|
|
|
100 |
|
108.1150 |
|
|
|
3,700 |
|
108.1200 |
|
|
|
1,198 |
|
108.1250 |
|
|
|
600 |
|
108.1300 |
|
|
|
2,430 |
|
108.1400 |
|
|
|
890 |
|
108.1500 |
|
|
|
100 |
|
108.1550 |
|
|
|
320 |
|
108.1600 |
|
|
|
2,428 |
|
108.1700 |
|
|
|
2,800 |
|
108.1800 |
|
|
|
650 |
|
108.1850 |
|
|
|
2,960 |
|
108.1900 |
|
|
|
100 |
|
108.1950 |
|
|
|
1,300 |
|
108.2000 |
|
|
|
101 |
|
108.2050 |
|
|
|
1,100 |
|
108.2100 |
|
|
|
500 |
|
108.2200 |
|
|
|
2,300 |
|
108.2300 |
|
|
|
1,395 |
|
108.2350 |
|
|
|
3,463 |
|
108.2400 |
|
|
|
500 |
|
108.2425 |
|
|
|
800 |
|
108.2450 |
|
|
|
21,229 |
|
108.2500 |
|
|
|
4,900 |
|
108.2760 |
|
|
|
1,000 |
|
108.2840 |
|
|
|
400 |
|
108.2900 |
|
|
|
306 |
|
108.2950 |
|
|
|
1,200 |
|
108.3000 |
|
|
|
1,400 |
|
108.3100 |
|
|
|
800 |
|
108.3200 |
|
|
|
300 |
|
108.3250 |
|
|
|
1,000 |
|
108.3300 |
|
|
|
200 |
|
108.3600 |
|
|
|
1,500 |
|
108.3625 |
|
|
|
2,347 |
|
108.3650 |
|
|
|
12,528 |
|
108.3700 |
|
|
|
2,000 |
|
108.3725 |
|
|
|
3,500 |
|
108.3750 |
|
|
|
5,434 |
|
108.3800 |
|
|
|
1,117 |
|
108.3850 |
|
|
|
313 |
|
108.3920 |
|
|
|
900 |
|
108.3950 |
|
|
|
1,663 |
|
108.4000 |
|
|
|
100 |
|
108.4020 |
|
|
|
2,427 |
|
108.4150 |
|
|
|
100 |
|
108.4210 |
|
|
|
200 |
|
108.4230 |
|
|
|
100 |
|
108.4275 |
|
|
|
1,050 |
|
108.4350 |
|
|
|
200 |
|
108.4425 |
|
|
|
522 |
|
108.4450 |
|
|
|
1,400 |
|
108.4800 |
|
|
|
115 |
|
108.4820 |
|
|
|
300 |
|
108.4850 |
|
|
|
300 |
|
108.4900 |
|
|
|
100 |
|
108.4950 |
|
|
|
46,270 |
|
108.5000 |
|
|
|
100 |
|
108.5050 |
|
|
|
2,300 |
|
108.5100 |
|
|
|
500 |
|
108.5200 |
|
|
|
100 |
|
108.5240 |
|
|
|
2,213 |
|
108.5250 |
|
|
|
1,600 |
|
108.5300 |
|
|
|
504 |
|
108.5350 |
|
|
|
2,402 |
|
108.5400 |
|
|
|
1,100 |
|
108.5450 |
|
|
|
1,494 |
|
108.5500 |
|
|
|
811 |
|
108.5550 |
|
|
|
1,200 |
|
108.5600 |
|
|
|
500 |
|
108.5650 |
|
|
|
100 |
|
108.5800 |
|
|
|
1,156 |
|
108.6000 |
|
May 12, 2014 |
|
100 |
|
107.6800 |
|
|
|
500 |
|
107.7825 |
|
|
|
1,800 |
|
107.7950 |
|
|
|
1,500 |
|
107.8025 |
|
|
|
199,900 |
|
107.8050 |
|
|
|
500 |
|
107.8250 |
|
|
|
200 |
|
107.8300 |
|
|
|
300 |
|
107.8360 |
|
|
|
1,000 |
|
107.8400 |
|
|
|
112 |
|
107.8450 |
|
|
|
800 |
|
107.8475 |
|
|
|
1,200 |
|
107.8500 |
|
|
|
1,619 |
|
107.8550 |
|
|
|
1,100 |
|
107.8600 |
|
|
|
4,156 |
|
107.8650 |
|
|
|
7,500 |
|
107.8700 |
|
|
|
1,000 |
|
107.8725 |
|
|
|
500 |
|
107.8750 |
|
|
|
4,910 |
|
107.8800 |
|
|
|
1,465 |
|
107.8850 |
|
|
|
1,300 |
|
107.8900 |
|
|
|
300 |
|
107.8920 |
|
|
|
2,300 |
|
107.8950 |
|
|
|
11,368 |
|
107.9000 |
|
|
|
100 |
|
107.9040 |
|
|
|
9,200 |
|
107.9100 |
|
|
|
300 |
|
107.9150 |
|
|
|
300 |
|
107.9350 |
|
|
|
5,735 |
|
107.9400 |
|
|
|
251,300 |
|
107.9450 |
|
|
|
1,825 |
|
107.9500 |
|
|
|
44,570 |
|
107.9550 |
|
|
|
2,600 |
|
107.9600 |
|
|
|
200 |
|
107.9650 |
|
|
|
1,345 |
|
107.9700 |
|
|
|
1,100 |
|
107.9750 |
|
|
|
1,500 |
|
107.9760 |
|
|
|
1,300 |
|
107.9800 |
|
|
|
10,900 |
|
107.9850 |
|
|
|
1,200 |
|
107.9900 |
|
|
|
600 |
|
107.9950 |
|
|
|
87,789 |
|
108.0000 |
|
|
|
400 |
|
108.1850 |
|
|
|
100 |
|
108.3150 |
|
|
|
3,000 |
|
108.3400 |
|
|
|
400 |
|
108.3600 |
|
|
|
200 |
|
108.3900 |
|
|
|
1,299 |
|
108.3950 |
|
|
|
300 |
|
108.4150 |
|
|
|
100 |
|
108.4250 |
|
|
|
100 |
|
108.4300 |
|
|
|
300 |
|
108.4350 |
|
|
|
200 |
|
108.4400 |
|
|
|
500 |
|
108.4500 |
|
|
|
600 |
|
108.4600 |
|
|
|
500 |
|
108.4700 |
|
|
|
100 |
|
108.4750 |
|
|
|
1,000 |
|
108.4900 |
|
|
|
300 |
|
108.4950 |
|
|
|
19,843 |
|
108.5000 |
|
|
|
100 |
|
108.6300 |
|
|
|
100 |
|
108.6350 |
|
|
|
400 |
|
108.6400 |
|
|
|
300 |
|
108.6450 |
|
|
|
994 |
|
108.6500 |
|
|
|
200 |
|
108.6550 |
|
|
|
800 |
|
108.6600 |
|
|
|
489 |
|
108.6700 |
|
|
|
200 |
|
108.7000 |
|
|
|
100 |
|
108.7100 |
|
|
|
200 |
|
108.7150 |
|
|
|
2,300 |
|
108.7200 |
|
|
|
8,000 |
|
108.7275 |
|
|
|
100 |
|
108.7300 |
|
|
|
2,705 |
|
108.7350 |
|
|
|
2,113 |
|
108.7400 |
|
|
|
1,901 |
|
108.7450 |
|
|
|
11,454 |
|
108.7500 |
|
|
|
1,600 |
|
108.7600 |
|
|
|
200 |
|
108.7700 |
|
|
|
50,900 |
|
108.7800 |
|
|
|
300 |
|
108.7850 |
|
|
|
300 |
|
108.7900 |
|
|
|
70,000 |
|
108.7950 |
|
|
|
200 |
|
108.8000 |
|
|
|
4,000 |
|
108.8050 |
|
|
|
500 |
|
108.8100 |
|
|
|
600 |
|
108.8200 |
|
|
|
466 |
|
108.8300 |
|
|
|
1,601 |
|
108.8350 |
|
|
|
5,334 |
|
108.8400 |
|
|
|
100 |
|
108.8450 |
|
|
|
1,500 |
|
108.8500 |
|
|
|
900 |
|
108.8550 |
|
|
|
1,700 |
|
108.8600 |
|
|
|
400 |
|
108.8650 |
|
|
|
2,300 |
|
108.8700 |
|
|
|
1,700 |
|
108.8800 |
|
|
|
1,000 |
|
108.8850 |
|
|
|
500 |
|
108.9000 |
|
|
|
2,814 |
|
108.9050 |
|
|
|
1,300 |
|
108.9100 |
|
|
|
1,500 |
|
108.9200 |
|
|
|
601 |
|
108.9250 |
|
|
|
200 |
|
108.9300 |
|
|
|
1,066 |
|
108.9350 |
|
|
|
5,700 |
|
108.9400 |
|
|
|
4,601 |
|
108.9450 |
|
|
|
700 |
|
108.9500 |
|
|
|
2,689 |
|
108.9550 |
|
|
|
23,400 |
|
108.9600 |
|
|
|
700 |
|
108.9650 |
|
|
|
3,625 |
|
108.9700 |
|
|
|
1,130 |
|
108.9750 |
|
|
|
1,508 |
|
108.9800 |
|
|
|
100 |
|
108.9840 |
|
|
|
1,604 |
|
108.9850 |
|
|
|
8,551 |
|
108.9900 |
|
|
|
6,147 |
|
108.9950 |
|
|
|
74,652 |
|
109.0000 |
|
|
|
100 |
|
109.0100 |
|
|
|
400 |
|
109.0150 |
|
|
|
400 |
|
109.0550 |
|
|
|
100 |
|
109.0600 |
|
|
|
500 |
|
109.1000 |
|
|
|
100 |
|
109.1300 |
|
|
|
100 |
|
109.1500 |
|
|
|
100 |
|
109.1700 |
|
|
|
528 |
|
109.1750 |
|
|
|
898 |
|
109.1800 |
|
|
|
425 |
|
109.1850 |
|
|
|
1,500 |
|
109.1900 |
|
|
|
300 |
|
109.1950 |
|
|
|
5,000 |
|
109.2000 |
|
|
|
3,200 |
|
109.2050 |
|
|
|
600 |
|
109.2100 |
|
|
|
1,700 |
|
109.2150 |
|
|
|
699 |
|
109.2200 |
|
|
|
2,004 |
|
109.2250 |
|
|
|
2,800 |
|
109.2300 |
|
|
|
1,600 |
|
109.2350 |
|
|
|
3,815 |
|
109.2400 |
|
|
|
15,604 |
|
109.2450 |
|
|
|
44,923 |
|
109.2500 |
|
|
|
431 |
|
109.2800 |
|
|
|
5,000 |
|
109.3400 |
|
|
|
5,000 |
|
109.3500 |
|
|
|
100 |
|
109.3650 |
|
|
|
200 |
|
109.3800 |
|
|
|
3,792 |
|
109.3850 |
|
|
|
3 |
|
109.3900 |
|
|
|
100 |
|
109.4000 |
|
|
|
3,900 |
|
109.4050 |
|
|
|
1,197 |
|
109.4100 |
|
|
|
100 |
|
109.4200 |
|
|
|
1,500 |
|
109.4250 |
|
|
|
304 |
|
109.4300 |
|
|
|
1,296 |
|
109.4350 |
|
|
|
400 |
|
109.4400 |
|
|
|
396 |
|
109.4500 |
|
|
|
492 |
|
109.4600 |
|
|
|
701 |
|
109.4650 |
|
|
|
725 |
|
109.4700 |
|
|
|
300 |
|
109.4710 |
|
|
|
1,600 |
|
109.4750 |
|
|
|
1,830 |
|
109.4800 |
|
|
|
4,031 |
|
109.4850 |
|
|
|
3,306 |
|
109.4900 |
|
|
|
4,206 |
|
109.4950 |
|
|
|
11,962 |
|
109.5000 |
|
|
|
700 |
|
109.5100 |
|
|
|
900 |
|
109.5200 |
|
|
|
800 |
|
109.5400 |
|
|
|
700 |
|
109.5500 |
|
|
|
276 |
|
109.5600 |
|
|
|
100 |
|
109.5650 |
|
|
|
2,105 |
|
109.5700 |
|
|
|
500 |
|
109.5800 |
|
|
|
1,095 |
|
109.5900 |
|
|
|
1,600 |
|
109.6000 |
|
|
|
300 |
|
109.6200 |
|
|
|
1,300 |
|
109.6300 |
|
|
|
200 |
|
109.6400 |
|
|
|
600 |
|
109.6500 |
|
|
|
900 |
|
109.6600 |
|
|
|
300 |
|
109.6700 |
|
|
|
900 |
|
109.6800 |
|
|
|
200 |
|
109.6900 |
|
|
|
5,600 |
|
109.7000 |
|
|
|
400 |
|
109.7750 |
|
|
|
100 |
|
109.7800 |
|
|
|
100 |
|
109.7850 |
|
|
|
200 |
|
109.7900 |
|
|
|
100 |
|
109.8000 |
|
|
|
200 |
|
109.8050 |
|
|
|
2,000 |
|
109.8500 |
|
|
|
100 |
|
109.8750 |
|
|
|
800 |
|
109.8900 |
|
|
|
100 |
|
109.8950 |
|
|
|
100 |
|
109.9050 |
|
|
|
100 |
|
109.9150 |
|
|
|
100 |
|
109.9200 |
|
|
|
700 |
|
109.9210 |
|
|
|
1,200 |
|
109.9250 |
|
|
|
400 |
|
109.9300 |
|
|
|
200 |
|
109.9400 |
|
|
|
301 |
|
109.9450 |
|
|
|
200 |
|
109.9500 |
|
|
|
1,100 |
|
109.9550 |
|
|
|
3,300 |
|
109.9600 |
|
|
|
1,605 |
|
109.9650 |
|
|
|
3,800 |
|
109.9700 |
|
|
|
100 |
|
109.9740 |
|
|
|
2,206 |
|
109.9750 |
|
|
|
5,400 |
|
109.9800 |
|
|
|
100 |
|
109.9825 |
|
|
|
4,921 |
|
109.9850 |
|
|
|
10,336 |
|
109.9900 |
|
|
|
6,102 |
|
109.9950 |
|
|
|
27,758 |
|
110.0000 |
|
|
|
300 |
|
110.0200 |
|
|
|
200 |
|
110.0300 |
|
|
|
100 |
|
110.0400 |
|
|
|
400 |
|
110.0600 |
|
|
|
700 |
|
110.1000 |
|
|
|
912 |
|
110.1200 |
|
|
|
500 |
|
110.1300 |
|
|
|
100 |
|
110.1400 |
|
|
|
100 |
|
110.1450 |
|
|
|
1,100 |
|
110.1550 |
|
|
|
500 |
|
110.1700 |
|
|
|
400 |
|
110.1750 |
|
|
|
832 |
|
110.1800 |
|
|
|
700 |
|
110.1850 |
|
|
|
500 |
|
110.1900 |
|
|
|
200 |
|
110.2000 |
|
|
|
4,773 |
|
110.2050 |
|
|
|
700 |
|
110.2100 |
|
|
|
300 |
|
110.2200 |
|
|
|
100 |
|
110.2300 |
|
|
|
6,518 |
|
110.2350 |
|
|
|
550 |
|
110.2400 |
|
|
|
100 |
|
110.2450 |
|
|
|
13,630 |
|
110.2500 |
|
|
|
20,000 |
|
110.3500 |
|
|
|
10,000 |
|
110.4100 |
|
|
|
20,000 |
|
110.4600 |
|
|
|
50,109 |
|
110.4700 |
|
|
|
100 |
|
110.4900 |
|
|
|
8,000 |
|
110.4920 |
|
|
|
11,650 |
|
110.4950 |
|
|
|
24,226 |
|
110.5000 |
|
|
|
200,000 |
|
110.7100 |
|
Exhibit 99.5
Execution Version
May 12, 2014
To: Atlantic Industries
135 South Church Street
George Town, Grand Cayman, Cayman Islands, BWI
Facsimile: (404) 598-6913
Attention: Christopher Nolan
From: Credit Suisse Capital LLC
c/o Credit Suisse Securities (USA) LLC
Eleven Madison Avenue
New York, NY 10010
Re: Share Purchase Transaction
Dear Sirs and Mesdames,
This letter agreement (this Confirmation) sets forth the terms and conditions of the share purchase transaction (the Transaction) entered into between Atlantic Industries (Counterparty) and Credit Suisse Capital LLC (CS), represented by Credit Suisse Securities (USA) LLC (Agent) as its agent, on the Trade Date specified below. This Confirmation constitutes a Confirmation under the Agreement specified below.
1. The definitions and provisions contained in the 2002 ISDA Equity Derivatives Definitions (the Definitions) (as published by the International Swaps and Derivatives Association, Inc.) are incorporated into this Confirmation. The Transaction shall be deemed to be a Share Forward Transaction for purposes of the Definitions. This Confirmation evidences a complete and binding agreement between Counterparty and CS as to the terms of the Transaction.
This Confirmation supplements, forms part of and is subject to an agreement (the Agreement) in the form of the 2002 ISDA Master Agreement as if CS and Counterparty had executed an agreement in such form (without any Schedule except for (i) the election of New York law (without reference to its choice of laws doctrine other than Title 14 of Article 5 of the New York General Obligations Law) as the governing law and United States Dollars (USD) as the Termination Currency and (ii) the election that the Cross Default provisions of Section 5(a)(vi) shall apply to each of CS and Counterparty as if (x) the phrase , or becoming capable at such time of being declared, were deleted from Section 5(a)(vi)(1) of the Agreement and (y) the Threshold Amount with respect to each of CS and Counterparty were USD250 million). If there is any inconsistency among the Agreement, this Confirmation and the Definitions, the following will prevail in the order of precedence indicated: (i) this Confirmation; (ii) the Definitions; and (iii) the Agreement.
2. The terms of the Transaction to which this Confirmation relates are as follows:
General Terms:
Trade Date: |
|
May 12, 2014 |
|
|
|
Buyer: |
|
Counterparty |
Seller: |
|
CS |
|
|
|
Issuer: |
|
Keurig Green Mountain, Inc. |
|
|
|
Shares: |
|
The common stock, par value USD0.10, of Issuer (Exchange symbol: GMCR) |
|
|
|
Exchange: |
|
The NASDAQ Global Select Market |
|
|
|
Related Exchange: |
|
All Exchanges |
|
|
|
Prepayment / Variable Obligation: |
|
Not Applicable |
|
|
|
Settlement Terms: |
|
|
|
|
|
Physical Settlement: |
|
Applicable. With respect to any Shares delivered by CS under the Transaction, the Representation and Agreement contained in Section 9.11 of the Definitions shall be modified by excluding any representations therein relating to restrictions, obligations, limitations or requirements under applicable securities laws that would arise to the extent that Counterparty were, and as a result of Counterparty being, deemed to be an affiliate of Issuer (as such term is used in the Securities Act of 1933, as amended (the Securities Act)). |
|
|
|
Number of Shares: |
|
The lesser of (a) 6,548,041 and (b) the number of Shares that, together with (x) the 16,684,139 Shares purchased by Counterparty pursuant to the Stock Purchase Agreement with Issuer dated February 4, 2014 and (y) the 2,805,591 Shares purchased by Counterparty through Agent as agent from, and including, May 8, 2014 to, and including, the Trade Date (such Shares described in clauses (x) and (y) and any Shares received by Counterparty in respect of such Shares as a result of stock splits, stock dividends or similar events, the Owned Shares), equals 16% of the outstanding Shares, as reported in the most recent report filed by Issuer with the Securities and Exchange Commission containing such information as of such time (rounded down to the nearest whole number of Shares) (the Ownership Limit). If the Number of Shares is less than 6,548,041, then the Calculation Agent may make adjustments to the other terms of the Transaction as appropriate to account for the economic effect of such occurrence. Notwithstanding any other provision of this Confirmation, the Definitions or the Agreement to the contrary, in no event shall the Number of Shares be increased so that the Number of Shares, together with the Owned Shares, exceeds the Ownership Limit. |
|
|
|
Calculation Period: |
|
The period commencing on and including the third Scheduled Trading Day immediately following the Trade Date and ending on and including the Termination Date. |
Settlement Date: |
|
The date one Settlement Cycle immediately following the Termination Date. |
|
|
|
Termination Date: |
|
The earlier of (x) the Scheduled Termination Date and (y) any Exchange Business Day (the Accelerated Termination Date) designated by CS in its sole discretion by notice to Counterparty prior to 11:59 p.m. (New York City time) on the designated Accelerated Termination Date. |
|
|
|
Scheduled Termination Date: |
|
February 13, 2015 |
|
|
|
Number of Shares to be Delivered: |
|
Number of Shares |
|
|
|
Forward Price: |
|
The product of (x) the arithmetic average of the Daily VWAPs for the Exchange Business Days in the Calculation Period, subject to Valuation Disruption below, and (y) (A) 1 plus (B) the Forward Price Adjustment Factor. |
|
|
|
Daily VWAP: |
|
For each Valuation Date, the volume-weighted average price per Share on such day as published on Bloomberg Page GMCR <Equity> AQR or any successor page thereto, or if such price is not so reported on such Valuation Date for any reason or is manifestly erroneous, as determined by the Calculation Agent. |
|
|
|
Forward Price Adjustment Factor: |
|
Such amount as may be agreed between the parties from time to time. |
|
|
|
Valuation Disruption: |
|
If a Disrupted Day occurs during the Calculation Period, CS may, by written notice to Counterparty, postpone the Scheduled Termination Date by up to one Scheduled Trading Day for each such Disrupted Day. The Calculation Agent shall also determine whether any such Disrupted Day (i) is a Disrupted Day in full, in which case the Daily VWAP for such Disrupted Day shall not be included for purposes of determining the Forward Price, or (ii) is a Disrupted Day only in part, in which case the Daily VWAP for such Disrupted Day shall be determined by the Calculation Agent using a volume-weighted method based on transactions in the Shares on such Disrupted Day taking into account the nature and duration of the relevant Market Disruption Event, and the Forward Price shall be determined by the Calculation Agent based on an appropriately weighted average of the Daily VWAPs for the Exchange Business Days in the Calculation Period instead of an arithmetic average. |
|
|
|
|
|
Any Exchange Business Day on which, as of the date hereof, the Exchange is scheduled to close prior to its normal close of trading shall be deemed not to be an Exchange Business Day; if a closure of the Exchange prior to its normal close of trading on any Exchange Business Day is scheduled following the |
|
|
date hereof, then such Exchange Business Day shall be deemed to be a Disrupted Day in full. |
|
|
|
|
|
If a Disrupted Day occurs during the Calculation Period, and each of the nine immediately following Scheduled Trading Days is a Disrupted Day, then the Calculation Agent shall deem such ninth Scheduled Trading Day to be an Exchange Business Day that is not a Disrupted Day. |
|
|
|
Market Disruption Events: |
|
Section 6.3(a) of the Equity Definitions is hereby amended (A) by deleting the words during the one hour period that ends at the relevant Valuation Time, Latest Exercise Time, Knock-in Valuation Time or Knock-out Valuation Time, as the case may be in clause (ii) thereof, and (B) by replacing the words or (iii) an Early Closure. therein with (iii) an Early Closure, or (iv) a Regulatory Disruption. |
|
|
|
|
|
Section 6.3(d) of the Equity Definitions is hereby amended by deleting the remainder of the provision following the term Scheduled Closing Time in the fourth line thereof. |
|
|
|
Regulatory Disruption: |
|
Any event that CS or its affiliates (collectively, Credit Suisse), in its discretion, determines, based on the advice of nationally recognized outside counsel, makes it advisable with regard to any legal, regulatory or self-regulatory requirements or related policies and procedures, applied generally by Credit Suisse in the relevant business on a non-discriminatory basis, for Credit Suisse to refrain from or decrease any market activity in connection with the Transaction. |
|
|
|
Share Adjustments: |
|
|
|
|
|
Method of Adjustment: |
|
Calculation Agent Adjustment |
|
|
|
|
|
For the avoidance of doubt, the Calculation Agent shall determine any adjustment by reference to a commercially reasonable hedge position that would be maintained by a hypothetical broker-dealer similarly situated to CS in respect of a transaction between such broker-dealer and Counterparty with the same terms as the Transaction and shall take into account any applicable withholding or deduction of taxes. |
|
|
|
Extraordinary Dividend: |
|
Any dividend or distribution on the Shares (other than any dividend or distribution of the type described in Section 11.2(e)(i) or Section 11.2(e)(ii)(A) or (B) of the Equity Definitions). |
|
|
|
Extraordinary Events: |
|
|
|
|
|
New Shares: |
|
In the definition of New Shares in Section 12.1(i) of the Definitions, the text in clause (i) shall be deleted in its entirety and replaced with publicly quoted, traded or listed on any of the New York Stock Exchange, the NASDAQ Global Select Market or the NASDAQ Global Market (or their respective successors). |
Consequences of Merger Events: |
|
|
|
|
|
(a) Share-for-Share: |
|
Modified Calculation Agent Adjustment |
|
|
|
(b) Share-for-Other: |
|
Cancellation and Payment |
|
|
|
(c) Share-for-Combined: |
|
Component Adjustment |
|
|
|
Tender Offer: |
|
Applicable; provided that for purposes of Section 12.3(d) of the Definitions, references in the definition of Tender Offer in the Definitions to 10% shall be replaced with 25%. |
|
|
|
Consequences of Tender Offer: |
|
|
|
|
|
(a) Share-for-Share: |
|
Modified Calculation Agent Adjustment |
|
|
|
(b) Share-for-Other: |
|
Modified Calculation Agent Adjustment |
|
|
|
(c) Share-for-Combined: |
|
Modified Calculation Agent Adjustment |
|
|
|
Nationalization, Insolvency or Delisting: |
|
Cancellation and Payment; provided that in addition to the provisions of Section 12.6(a)(iii) of the Definitions, it shall also constitute a Delisting if the Shares are not immediately re-listed, re-traded or re-quoted on any of the New York Stock Exchange, the NASDAQ Global Market or the NASDAQ Global Select Market (or their respective successors); if the Shares are immediately re-listed, re-traded or re-quoted on any such exchange or quotation system, such exchange or quotation system shall be deemed to be the Exchange. |
|
|
|
Additional Disruption Events: |
|
|
|
|
|
(a) Change in Law: |
|
Applicable; provided that Section 12.9(a)(ii) of the Equity Definitions is hereby amended by replacing the parenthetical beginning after the word regulation in the second line thereof with the phrase (including, for the avoidance of doubt and without limitation, (x) any tax law or (y) adoption or promulgation of new regulations authorized or mandated by existing statute). |
|
|
|
(b) Insolvency Filing: |
|
Applicable |
|
|
|
(c) Hedging Disruption: |
|
Not Applicable |
|
|
|
(d) Increased Cost of Hedging: |
|
Not Applicable |
|
|
|
Hedging Party: |
|
For all applicable events, CS |
|
|
|
Determining Party: |
|
For all applicable events, CS |
|
|
|
Calculation Agent: |
|
CS, whose determinations, adjustments and calculations in its capacity as Calculation Agent, as well as any determinations, adjustments or calculations by CS in its capacity as Determining Party, pursuant to this Confirmation, the |
|
|
Agreement and the Definitions shall be made in good faith and in a commercially reasonable manner; provided that, following the occurrence and during the continuation of an Event of Default pursuant to Section 5(a)(vii) of the Agreement with respect to which CS is the Defaulting Party, Counterparty shall have the right to designate an independent equity derivatives dealer to replace CS as Calculation Agent, the parties shall work in good faith to execute any appropriate documentation required by such replacement Calculation Agent and CS shall bear any reasonable costs incurred by Counterparty in connection with such replacement. In the event the Calculation Agent or Determining Party makes any calculation, adjustment or determination pursuant to this Confirmation, the Agreement or the Definitions, upon reasonable request by Counterparty, the Calculation Agent or Determining Party (as the case may be) shall promptly provide an explanation in reasonable detail of the basis for any such determination, adjustment or calculation (including any quotations, market data or information from external sources used in making such calculation, adjustment or determination, as the case may be, but without disclosing Calculation Agents or Determining Partys (as the case may be) proprietary or confidential models or any other proprietary or confidential information). |
|
|
|
|
|
The Calculation Agent shall use commercially reasonable efforts to make any adjustment required or, to the extent it makes any such adjustment, permitted to be made to the terms of the Transaction as promptly as reasonably practicable following the occurrence of the event giving rise to any such adjustment, and the Calculation Agent shall use commercially reasonable efforts to notify Counterparty of the event giving rise to such adjustment, the terms being adjusted and, for each term so adjusted, such term, in each case, as promptly as reasonably practicable after giving effect to such adjustment. |
|
|
|
Non-Reliance: |
|
Applicable |
|
|
|
Agreements and Acknowledgments Regarding Hedging Activities: |
|
Applicable |
|
|
|
Additional Acknowledgments: |
|
Applicable |
3. Additional Provisions Relating to Transactions in the Shares.
(a) Counterparty acknowledges and agrees that CS may, during the period from and including the Trade Date to and including the earlier of (i) the Scheduled Termination Date and (ii) the date five Exchange Business Days immediately following the Termination Date (the Relevant Period), purchase Shares or enter into other hedging transactions in connection with the Transaction, but that CS is under no obligation to do so. Any such purchases or other transactions will be conducted independently of Counterparty. The timing of any such purchases or other transactions by CS, the number of Shares purchased or volume or terms of other transactions effected by CS on any day, the price paid per Share pursuant to such purchases or other transactions and the manner in which such purchases are made or such other transactions are executed,
including without limitation whether such purchases or other transactions are made on any securities exchange or privately, shall be within the absolute discretion of CS. CS shall make any purchases in connection with the Transaction in a manner that it believes in good faith to be in accordance with applicable law. Any losses or gains resulting from such activity will be for CSs own account. Notwithstanding anything herein to the contrary, CS agrees that it shall not, directly or indirectly, prior to the Settlement Date (or such earlier date of termination pursuant to Section 6 of the Agreement or Section 12 of the Definitions) sell any Shares or enter into a put equivalent position, as defined in Rule 16(a)-1(h) under the Exchange Act, with respect to Shares in connection with the Transaction (and other than the sale of the Shares to Counterparty pursuant to the terms hereof).
(b) During the Relevant Period, without the prior written consent of CS, Counterparty and its Affiliates shall not, directly or indirectly (including, without limitation, by means of a cash-settled or other derivative instrument with a hedging, averaging, valuation or similar relevant period that overlaps with the Relevant Period) purchase or sell, offer to purchase or sell, place any bid or limit order that would effect a purchase or sale of, or commence any tender offer relating to, any Shares (or an equivalent interest, including a unit of beneficial interest in a trust or limited partnership or a depository share) or any security convertible into or exchangeable for Shares.
4. Additional Representations, Warranties and Agreements.
(a) In addition to the representations, warranties and agreements in the Agreement and those contained elsewhere in this Confirmation, Counterparty represents and warrants to and for the benefit of, and agrees with, CS as follows:
(i) As of the Trade Date, neither Counterparty nor The Coca-Cola Company (Parent) is aware of any material nonpublic information regarding Issuer or the Shares.
(ii) Counterparty is not entering into this Confirmation to create actual or apparent trading activity in the Shares (or any security convertible into or exchangeable for Shares) or to raise or depress or otherwise manipulate the price of the Shares (or any security convertible into or exchangeable for Shares) in violation of the Exchange Act.
(iii) Counterparty is not and, after giving effect to the transactions contemplated hereby, will not be required to register as an investment company as such term is defined in the Investment Company Act of 1940, as amended.
(iv) Counterparty is an eligible contract participant as defined in Section 1a(18) of the U.S. Commodity Exchange Act, as amended (the CEA), and is a qualified investor as that term is defined in the Exchange Act.
(b) CS represents and warrants to Counterparty that:
(i) It is an eligible contract participant as defined in Section 1a(18) of the CEA, and is a qualified investor as that term is defined in the Exchange Act.
(ii) It is a U.S. person (as that term is used in section 1.1441-4(a)(3)(ii) of United States Treasury Regulations) for United States federal income tax purposes.
(c) Counterparty acknowledges that the offer and sale of the Transaction to it is intended to be exempt from registration under the Securities Act by virtue of Section 4(a)(2) thereof. Accordingly, Counterparty represents and warrants to CS that (i) it has the financial ability to bear the economic risk of its investment
in the Transaction and is able to bear a total loss of its investment, (ii) it is an accredited investor as that term is defined in Regulation D as promulgated under the Securities Act, (iii) it is entering into the Transaction for its own account and without a view to the distribution or resale thereof, and (iv) the assignment, transfer or other disposition of the Transaction has not been and will not be registered under the Securities Act and is restricted under the Agreement, the Securities Act and state securities laws.
(d) Counterparty acknowledges that CS has informed Counterparty that CS is a financial institution and a financial participant within the meaning of Sections 101(22), 101(53C) and 101(22A) of Title 11 of the Bankruptcy Code (Title 11 of the United States Code) (the Bankruptcy Code). The parties hereto further agree and acknowledge that it is the intent of the parties that this Confirmation is a securities contract, as such term is defined in Section 741(7) of the Bankruptcy Code, with respect to which each payment and delivery hereunder or in connection herewith is a termination value, payment amount or other transfer obligation within the meaning of Section 362 of the Bankruptcy Code and a settlement payment, within the meaning of Section 546 of the Bankruptcy Code and (B) CS is entitled to the protections afforded by, among other sections, Sections 362(b)(6), 362(o), 546(e), 548(d)(2), 555 and 561 of the Bankruptcy Code.
(e) It is the intent of the parties that the Transaction comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act, and the parties agree that this Confirmation shall be interpreted to comply with the requirements of such Rule. Without limiting the generality of the preceding sentence, Counterparty acknowledges and agrees that, subject to CSs obligations in Section 3(a) hereof, (A) Counterparty does not have, and shall not attempt to exercise, any influence over how, when or whether CS effects any purchases of Shares or enters into any other hedging transactions in connection with the Transaction, (B) during the Relevant Period, neither Counterparty nor its officers or employees shall, directly or indirectly, communicate any material nonpublic information regarding Issuer or the Shares to any employee of CS or its Affiliates that Counterparty reasonably believes to be responsible for trading the Shares or executing other hedging transactions in connection with the transactions contemplated hereby, (C) Counterparty is entering into the Transaction in good faith and not as part of a plan or scheme to evade compliance with federal securities laws including, without limitation, Rule 10b-5 promulgated under the Exchange Act and (D) Counterparty will not alter or deviate from this Confirmation in a manner that would cause purchases hereunder not to be pursuant to a contract, instruction or plan (within the meaning of Rule 10b5-1(c)(1)(i)(C)) or enter into or alter a corresponding or hedging transaction (within the meaning of Rule 10b5-1(c)(1)(i)(C)) with respect to the Shares. Counterparty also acknowledges and agrees that any amendment, modification, waiver or termination of this Confirmation must be effected in accordance with the requirements for the amendment or termination of a plan as defined in Rule 10b5-1(c) under the Exchange Act. Without limiting the generality of the foregoing, any such amendment, modification, waiver or termination shall be made in good faith and not as part of a plan or scheme to evade the prohibitions of Rule 10b-5 under the Exchange Act, and no such amendment, modification or waiver shall be made at any time at which Counterparty or Parent is aware of any material nonpublic information regarding Issuer or the Shares.
5. Acknowledgements Regarding Hedging.
Counterparty acknowledges and agrees that:
(a) During the Relevant Period, CS and its Affiliates may buy Shares or, subject to Section 3(a) above, buy or sell other securities, options or futures contracts or enter into swaps or other derivative securities, in each case in connection with the Transaction;
(b) CS and its Affiliates also may be active in the market for Shares other than in connection with hedging activities in relation to the Transaction;
(c) Without limiting the generality of Section 3(a) above but subject to the last sentence thereof, CS shall make its own determination as to whether, when or in what manner any hedging or market activities in Shares shall be conducted and shall do so in a manner that it deems appropriate to hedge its price and market risk with respect to the Forward Price and/or the Daily VWAP; and
(d) Any market activities of CS and its Affiliates with respect to the Shares may affect the market price and volatility of the Shares, as well as the Forward Price and/or the Daily VWAP, each in a manner that may be adverse to Counterparty.
6. Staggered Settlement. CS may, by notice to Counterparty on or prior to the Settlement Date, elect to deliver any Shares deliverable on the Settlement Date on two or more dates occurring on or prior to the Settlement Date or at two or more times on the Settlement Date.
7. Transfer. Notwithstanding anything to the contrary in the Agreement, CS may assign or transfer its rights or obligations under the Transaction, in whole or in part, to (x) Credit Suisse International (CSI) or (y) any of its Affiliates of equivalent or better credit quality (or whose obligations under the Transaction are guaranteed by a person of such credit quality) whose obligations hereunder are guaranteed by Counterparty, CSI or Credit Suisse Group AG; provided that, under applicable law as in effect on the date of such transfer or assignment, (i) Counterparty will not be required to pay to the transferee an amount in respect of an Indemnifiable Tax under Section 2(d)(i)(4) of the Agreement as a result of such transfer or assignment; and (ii) Counterparty will not receive a payment from which an amount has been withheld or deducted, on account of a Tax under Section 2(d)(i) of the Agreement following such transfer or assignment.
8. Account Details.
Payments to CS: |
|
To be advised |
|
|
|
Deliveries of Shares to Counterparty: |
|
To be advised |
9. Submission to Jurisdiction; Waiver of Jury Trial.
(a) Each party hereby submits to the non-exclusive jurisdiction of the Courts of the State of New York or the U.S. federal courts in each case located in the Borough of Manhattan in New York City.
(b) CS and Counterparty hereby irrevocably waive any and all right to trial by jury in any legal proceeding arising out of or related to the Agreement, this Confirmation or the Transaction contemplated hereby.
10. Tax Disclosure. Notwithstanding any provision in this Confirmation, in connection with Section 1.6011-4 of the Treasury Regulations, the parties hereby agree that each party (and each employee, representative, or other agent of such party) may disclose to any and all persons, without limitation of any kind, the U.S. tax treatment and U.S. tax structure of the Transaction and all materials of any kind (including opinions or other tax analyses) that are provided to such party relating to such U.S. tax treatment and U.S. tax structure, other than any information for which nondisclosure is reasonably necessary in order to comply with applicable securities laws.
11. FATCA and Tax Forms.
(a) Indemnifiable Tax as defined in Section 14 of the Agreement shall not include (A) any tax imposed or collected pursuant to Sections 1471 through 1474 of the U.S. Internal Revenue Code of 1986, as amended (the Code), any current or future regulations or official interpretations thereof, any agreement entered into pursuant to Section 1471(b) of the Code, or any fiscal or regulatory legislation, rules or practices adopted pursuant to any intergovernmental agreement entered into in connection with the implementation of such Sections of the Code (a FATCA Withholding Tax) and (B) any tax imposed or collected pursuant to Section 871(m) of the Code or any current or future regulations or official interpretation thereof (a Section 871(m) Withholding Tax). For the avoidance of doubt, each of the FATCA Withholding Tax and Section 871(m) Withholding Tax is a tax deduction or withholding of which is required by applicable law for purposes of Section 2(d) of the Agreement. Counterparty acknowledges and agrees that CS may, at its discretion, treat the Transaction as a specified national contract under Section 871(m) of the Code.
(b) CS shall provide Counterparty a correct, complete and executed United States Internal Revenue Service Form W-9 (or any successor thereto) (i) upon the execution of this Confirmation; (ii) promptly upon reasonable demand by Counterparty; and (iii) promptly upon learning that any Form W-9 (or any successor thereto) previously provided by CS has become obsolete or incorrect.
(c) Counterparty represents that (i) it is a foreign person (as that term is used in Section 1.6041-4(a)(4) of the U.S. Treasury Regulations) for United States federal income tax purposes, and (ii) no payment received or to be received by it in connection with this Transaction is effectively connected with the conduct of a trade or business within the United States (as determined for United States federal income tax purposes). In addition, Counterparty shall provide CS a correct, complete and executed United States Internal Revenue Service Form W-8 BEN (or any successor thereto) (i) upon the execution of this Confirmation; (ii) promptly upon reasonable demand by CS; and (iii) promptly upon learning that any Form W-8 BEN (or any successor thereto) previously provided by Counterparty has become obsolete or incorrect.
12. Role of Agent. Credit Suisse Securities (USA) LLC, in its capacity as Agent will be responsible for (A) effecting the Transaction, (B) issuing all required confirmations and statements to CS and Counterparty, (C) maintaining books and records relating to the Transaction in accordance with its standard practices and procedures and in accordance with applicable law and (D) unless otherwise requested by Counterparty, receiving, delivering, and safeguarding Counterpartys funds and any securities in connection with the Transaction, in accordance with its standard practices and procedures and in accordance with applicable law.
(a) Agent is acting in connection with the Transaction solely in its capacity as Agent for CS and Counterparty pursuant to instructions from CS and Counterparty. Agent shall have no responsibility or personal liability to CS or Counterparty arising from any failure by CS or Counterparty to pay or perform any obligations hereunder, or to monitor or enforce compliance by CS or Counterparty with any obligation hereunder, including, without limitation, any obligations to maintain collateral. Each of CS and Counterparty agrees to proceed solely against the other to collect or recover any securities or monies owing to it in connection with or as a result of the Transaction. Agent shall otherwise have no liability in respect of the Transaction, except for its gross negligence or willful misconduct in performing its duties as Agent.
(b) Any and all notices, demands, or communications of any kind relating to the Transaction between CS and Counterparty shall be transmitted exclusively through Agent at the following address:
Credit Suisse Securities (USA) LLC
Eleven Madison Avenue
New York, NY 10010
For payments and deliveries:
Facsimile No.: (212) 325 8175
Telephone No.: (212) 325 8678 / (212) 325 3213
For all other communications:
Facsimile No.: (212) 325 8173
Telephone No.: (212) 325 8676 / (212) 538 5306 / (212) 538 1193 / (212) 538 6886
(c) The date and time of the Transaction evidenced hereby will be furnished by the Agent to CS and Counterparty upon written request.
(d) The Agent will furnish to Counterparty upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent in connection with the Transaction evidenced hereby.
(e) CS and Counterparty each represents and agrees (A) that the Transaction is not unsuitable for it in the light of such partys financial situation, investment objectives and needs and (B) that it is entering into the Transaction in reliance upon such tax, accounting, regulatory, legal and financial advice as it deems necessary and not upon any view expressed by the other or the Agent.
Please confirm that the foregoing correctly sets forth the terms of our agreement by signing and returning this Confirmation.
|
Yours faithfully, | ||
|
| ||
|
Credit Suisse Capital LLC | ||
|
| ||
|
|
| |
|
By: |
/s/ Bik Kwan Chung | |
|
Name: |
Bik Kwan Chung | |
|
Title: |
Authorized Signatory | |
|
|
| |
|
|
| |
|
Credit Suisse Securities (USA) LLC, | ||
|
as Agent | ||
|
|
| |
|
|
| |
|
By: |
/s/ Emilie Blay | |
|
Name: |
Emilie Blay | |
|
Title: |
Vice President | |
|
|
| |
|
| ||
Confirmed as of the date first written above: |
| ||
|
| ||
Atlantic Industries |
| ||
|
| ||
|
|
| |
By: |
/s/ Kathy N. Waller |
| |
Name: |
Kathy N. Waller |
| |
Title: |
President and Chief Financial Officer |
|